CUSIP No. 23791710-9
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Page 2
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1
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NAME OF REPORTING PERSON
WC Capital, LLC
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|||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐ (b) ☐
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|||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
OO (Member Capital Contribution)
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5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) ☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
|
7
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SOLE VOTING POWER
None
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||
8
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SHARED VOTING POWER
689,966
|
|||
9
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SOLE DISPOSITIVE POWER
None
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|||
10
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SHARED DISPOSITIVE POWER
689,966
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|||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
689,966
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|||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
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|||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.93%
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14
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TYPE OF REPORTING PERSON
OO (Limited Liability Company)
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CUSIP No. 23791710-9
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Page 3
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1
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NAME OF REPORTING PERSON
The Estate of James Wood, Deceased
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐ (b) ☐
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|||
3
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SEC USE ONLY
|
|||
4
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SOURCE OF FUNDS
OO
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|||
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) ☐
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|||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
None
|
||
8
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SHARED VOTING POWER
None*
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|||
9
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SOLE DISPOSITIVE POWER
None
|
|||
10
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SHARED DISPOSITIVE POWER
None*
|
|||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None
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|||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
|
|||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
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14
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TYPE OF REPORTING PERSON
OO (Estate)
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*
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On January 11, 2016, the Estate transferred its managing principal interest in WC Capital, LLC to Colleen M. Wood.
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CUSIP No. 23791710-9
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Page 4
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1
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NAME OF REPORTING PERSON
Colleen M. Wood
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|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐ (b) ☐
|
|||
3
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SEC USE ONLY
|
|||
4
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SOURCE OF FUNDS
AF
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5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) ☐
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|||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
423,764
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||
8
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SHARED VOTING POWER
689,966*
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|||
9
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SOLE DISPOSITIVE POWER
423,764
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|||
10
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SHARED DISPOSITIVE POWER
689,966*
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|||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,113,730
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|||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
|
|||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.57%
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|||
14
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TYPE OF REPORTING PERSON
IN
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*
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By virtue of being a managing principal of WC Capital, LLC.
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CUSIP No. 23791710-9
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Page 5
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1
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NAME OF REPORTING PERSON
Christopher T. Cox
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|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐ (b) ☐
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|||
3
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SEC USE ONLY
|
|||
4
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SOURCE OF FUNDS
PF
|
|||
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) ☐
|
|||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
|
7
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SOLE VOTING POWER
21,227
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||
8
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SHARED VOTING POWER
689,966*
|
|||
9
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SOLE DISPOSITIVE POWER
21,227
|
|||
10
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SHARED DISPOSITIVE POWER
689,966*
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|||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
711,193
|
|||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
|
|||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.11%
|
|||
14
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TYPE OF REPORTING PERSON
IN
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*
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By virtue of being a managing principal of WC Capital, LLC.
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CUSIP No. 23791710-9
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Page 6
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ITEM 1.
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SECURITY AND ISSUER
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ITEM 2.
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IDENTITY AND BACKGROUND
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CUSIP No. 23791710-9
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Page 7
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ITEM 3.
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SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
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ITEM 4.
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PURPOSE OF TRANSACTION
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CUSIP No. 23791710-9
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Page 8
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ITEM 5.
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INTEREST IN SECURITIES IN DATAWATCH
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Stockholder
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Shares of Common Stock
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Percent
|
|||
WC Capital, LLC
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689,966
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5.93
|
|||
The Estate of James Wood
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None
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0.00
|
|||
Mrs. Colleen Wood
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1,113,730
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9.57
|
|||
Mr. Christopher Cox
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711,193
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6.11
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ITEM 6.
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CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF DATAWATCH
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ITEM 7.
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MATERIAL TO BE FILED AS EXHIBITS
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Exhibit 99.1. | Investment Agreement, dated as of January 12, 2001, and incorporated by reference herein (incorporated by reference to Exhibit 1 to the Original Schedule 13D filed on January 22, 2001 (File No. 005-44549)). |
Exhibit 99.2. | Joint Filing Agreement among the Reporting Persons dated January 22, 2016. |
CUSIP No. 23791710-9
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Page 9
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WC CAPITAL, LLC
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Date: January 22, 2016
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By:
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/s/ Christopher T. Cox | |
Christopher T. Cox
|
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Managing Member
|
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ESTATE OF JAMES WOOD
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Date: January 22, 2016
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By:
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/s/ Colleen M. Wood | |
Colleen M. Wood
|
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Co-Executor of the Estate of James Wood
|
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By: | /s/ Christopher T. Cox | ||
Christopher T. Cox
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Co-Executor of the Estate of James Wood
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COLLEEN M. WOOD
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Date: January 22, 2016
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By:
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/s/ | |
Colleen M. Wood | |||
CHRISTOPHER T. COX
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Date: January 22, 2016
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By:
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/s/ Christopher T. Cox | |
Trade Date
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Type of Transaction
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Number of Shares
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Price Per Share ($)
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12/14/2015
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Buy
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15,500
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$5.31854
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12/15/2015
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Buy
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37,000
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$5.6974
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12/16/2015
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Buy
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31,000
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$6.4820
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Trade Date
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Type of Transaction
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Number of Shares
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Price Per Share ($)
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12/14/2015
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Buy
|
15,500
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$5.31854
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12/15/2015
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Buy
|
37,000
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$5.6974
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12/16/2015
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Buy
|
31,000
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$6.4820
|
WC CAPITAL, LLC
|
|||
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By:
|
/s/ Christopher T. Cox | |
Christopher T. Cox
|
|||
Managing Member
|
|||
ESTATE OF JAMES WOOD
|
|||
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By:
|
/s/ Colleen M. Wood | |
Colleen M. Wood
|
|||
Co-Executor of the Estate of James Wood
|
|||
By: | /s/ Christopher T. Cox | ||
Christopher T. Cox
|
|||
Co-Executor of the Estate of James Wood
|
|||
COLLEEN M. WOOD
|
|||
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By:
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/s/ Colleen M. Wood | |
CHRISTOPHER T. COX
|
|||
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By:
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/s/ Christopher T. Cox | |